Skip to main content
Kornitzer Capital Management logo

Insights & Resources

What we publish, and what we file.

KCM publishes commentary sparingly and only when it has something substantive to say. Our regulatory filings, by contrast, are always available.

Regulatory documents

Everything a prospective client is entitled to read.

Registration with the SEC does not imply a certain level of skill or training. These documents describe how we are paid, where conflicts of interest can arise, and how the firm is structured.

Firm facts and sourcing

Every claim, with its source attached.

Recognition and firm statistics are reproduced here with their origin and the period they describe, so compliance can verify each one before it appears anywhere else on this site.

  • Ranked among Kansas City's largest fee-based investment advisers

    KCM has been ranked by the Kansas City Business Journal among the area's investment advisers by overall assets under management. The firm held the #11 position in the 2022 list.

    Source:
    Kansas City Business Journal, Kansas City-area investment adviser ranking, by overall assets under management
    As of:
    2022 list; 2023 assets under management as reported by the publication

  • Portfolio manager recognized on Citywire's top female portfolio manager list

    KCM portfolio manager Nicole Kornitzer, CFA, was included in Citywire's list of the top 20 female portfolio managers in America.

    Source:
    Citywire, top 20 female portfolio managers in America
    As of:
    As published by Citywire; confirm current publication year before use

  • CFA charterholders across the investment team

    Over 90% of KCM's portfolio managers and research analysts hold the Chartered Financial Analyst (CFA) designation.

    Source:
    Kornitzer Capital Management firm disclosure, About KCM
    As of:
    As stated by the firm; confirm current figure with compliance before publication

  • Lead portfolio manager experience

    KCM's lead portfolio managers have, on average, more than 20 years of research and portfolio management experience.

    Source:
    Kornitzer Capital Management firm disclosure, About KCM
    As of:
    As stated by the firm; confirm current figure with compliance before publication

  • GIPS® compliance claim

    KCM claims compliance with the Global Investment Performance Standards (GIPS®).

    Source:
    Kornitzer Capital Management, Institutional Client Services disclosure
    As of:
    Subject to current compliance review and verification status

  • Buffalo Funds relationship

    KCM founded the Buffalo Funds in 1994 and continues to serve as investment adviser to the family of 10 no-load mutual funds.

    Source:
    Kornitzer Capital Management, About KCM
    As of:
    Fund count as published by the firm; confirm before publication

Buffalo Funds

Fund literature and shareholder resources.

Prospectuses, fund fact sheets, shareholder reports, and account access for the Buffalo Funds are maintained on the fund family's own website.

Before you invest

The Buffalo Funds are distributed separately from KCM's advisory services. Investors should consider the investment objectives, risks, charges, and expenses of a fund carefully before investing. This and other information is contained in the fund prospectus, which should be read carefully before investing.

Investing involves risk, including the possible loss of principal. Investment objectives are not guaranteed and past performance is no guarantee of future results. Diversification does not assure a profit or protect against loss in a declining market.